Single Rulebook Q&A

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Showing 1 - 20 of 1,493 results.
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Application of the exemption for transactions to trusted beneficiaries to Face-to-Face transactions

May the exemption for transactions to trusted beneficiaries (‘white-listing’) set out in Article...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) 2018/389 – RTS on strong customer authentication and secure communication
ID: 2018_4056 | Topic : Strong customer authentication and common and secure communication (incl. access) | Date of submission: 28/06/2018
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Recalculation of thresholds of Article 48 CRR due to IFRS 9 transitional arrangements (Art. 473a)

Do the thresholds of Article 48 of Regulation (EU) No 575/2013 (CRR) have to be recalculated in...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_3784 | Topic : Own funds | Date of submission: 02/04/2018
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Investment firms’ exposures to credit institutions

Should MIFID investment firms which are subject to the CRR calculate the credit risk requirement...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2017_3422 | Topic : Credit risk | Date of submission: 25/07/2017
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Reporting of Assets received as collateral in GC pooling transactions

When a financial instrument is received as collateral in a GC pooling transactions which allows...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Delegated Regulation (EU) 2015/61 - DR with regard to liquidity coverage requirement
ID: 2018_3741 | Topic : Liquidity risk | Date of submission: 27/02/2018
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Reporting of cash flows related to collateral management transactions in which collateral to be delivered/received is defined using the participants netting exposure

If a credit institution has two repo/reverse repo trades of the same size, same basket, differe...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Delegated Regulation (EU) 2015/61 - DR with regard to liquidity coverage requirement
ID: 2018_3745 | Topic : Liquidity risk | Date of submission: 02/03/2018
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General and specific credit risk adjustments

Can a Supervised Entity not recognise changes in impairments, value adjustments or provisions in...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 183/2014 - RTS for the calculation of specific and general credit risk adjustments
ID: 2017_3330 | Topic : Credit risk | Date of submission: 06/06/2017
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Computing the amounts mentioned in Article 473a(2)(b) CRR, in case of the credit-impaired financial assets measured at amortised cost.

Should the amounts mentioned in Article 473a(2)(b) of Regulation (EU) No 575/2013 (CRR), as modi...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_3781 | Topic : Own funds | Date of submission: 28/03/2018
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Calculation of the sf factor as per Article 473a(7)(b) of Regulation (EU) No 575/2013 (CRR)

Please clarify whether "RA sa " which is used for the calculation of the “sf” factor, as per Art...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_3783 | Topic : Own funds | Date of submission: 30/03/2018
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IFRS 9 Transitional arrangements - Definition of ‘t’

How should “t” which is used in the formulas in paragraph 1 of Article 473a CRR be calculated?...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4113 | Topic : Accounting and auditing | Date of submission: 13/07/2018
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Validation rule v5548_h (FINREP template F 11.01 IFRS 9)

The validation rule v5548_h requires for template F 11.01 FINREP for all columns (010/020/0...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Draft ITS on Supervisory Reporting of Institutions
ID: 2018_3770 | Topic : Supervisory reporting | Date of submission: 16/03/2018
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Column 100 of the C 25.00 - CVA RISK template

Should OTC derivatives counterparties that have Zero EAD and hence Zero CVA charge be included i...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Draft ITS on Supervisory Reporting of Institutions
ID: 2018_3754 | Topic : Supervisory reporting | Date of submission: 08/03/2018
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How to report data in c230 and c240 of C 07.00

In EBA /ITS/2017/01 published 07 April 2017, c230 and c240 of C 07.00 are sub categories of c220...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_3748 | Topic : Supervisory reporting | Date of submission: 06/03/2018
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Template 17 for a financial conglomerate , that elects that none of its entities operating in the insurance sector apply IFRS 9 for financial years beginning before 2021.

How shall a financial conglomerate as defined in Article 2(14) of Directive 2002/87/EC which ado...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2017_3596 | Topic : Supervisory reporting | Date of submission: 16/11/2017
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Under Substitution Approach, How to report the covered part of the exposure where collateral is Covered Bond.

How shall the covered part of the exposure be reported where the collateral is a Covered Bond?...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2017_3592 | Topic : Supervisory reporting | Date of submission: 09/11/2017
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SCV file test requirements by 3 July 2019

Does "formal routine checks" of SCV files in Article 96 refer to all indicators in paragraph 70...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2016/04 - Guidelines on stress tests of deposit guarantee schemes
ID: 2018_3738 | Topic : Other topics | Date of submission: 27/02/2018
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Impact of a profit and loss transfer agreement under German company law on the eligibility of CET1 instruments for subsidiaries having full discretion on contributing common equity tier 1 capital as defined in Article 26 of the CRR

According to Q&A 408 , an agreement an institution has entered into with its 100% parent en...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_3675 | Topic : Own funds | Date of submission: 22/01/2018
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Funding Reliances - Table 2A1 - Insured and unsinsured deposits and uninsured deposit-like financial instruments (P 02.01)

Which of the following amount should "Deposits covered by a Deposit Guarantee Scheme according t...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2014/04 - Guidelines on harmonised definitions and templates for funding plans of credit institutions
ID: 2017_3255 | Topic : Supervisory reporting | Date of submission: 04/04/2017
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Reporting of funding, obtained to supply credit to the real economy, and validation rule v4137_m

Should in table P 02.02, row 030, only the obligations be reported, which arise through the issu...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2014/04 - Guidelines on harmonised definitions and templates for funding plans of credit institutions
ID: 2016_2568 | Topic : Supervisory reporting | Date of submission: 14/01/2016
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Original maturity for off balance sheet items

How is the "original maturity" identified for items in CRR Annex 1 (2)(b)(ii)?...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2017_3366 | Topic : Credit risk | Date of submission: 23/06/2017
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IFRS 9 Transitional arrangements – Reference date for the regulatory expected loss in Article 473a(5)(c)

Which date should apply to the regulatory expected loss for the application of Article 473a(5)(c...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_3953 | Topic : Accounting and auditing | Date of submission: 01/06/2018
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Showing 1 - 20 of 1,493 results.
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